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Detailed Report
VINCENT WEI CHU
VINCENT W. CHU, VINCENT CHU, WEI DA CHU
CRD#: 5212853
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1200 S BALDWIN AVE
ARCADIA, CA 91007
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2010 (3 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2006 - 2007 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2010 (2 years)
License(s)

State Registrations

B
Arizona 12/12/2023
B
New Jersey 9/28/2022
B
California 8/17/2012
B
Ohio 9/6/2024
IA
California 8/17/2012
B
Oregon 8/28/2014
B
Delaware 8/21/2024
B
Texas 5/8/2024
B
Florida 9/28/2022
IA
Texas 5/9/2024
B
Nevada 7/8/2015
B
Wyoming 3/25/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1200 S BALDWIN AVE, ARCADIA, CA 91007
120 N SAN GABRIEL BLVD STE A, SAN GABRIEL, CA 91775
Registered with this firm since 8/17/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1200 S BALDWIN AVE, ARCADIA, CA 91007
120 N SAN GABRIEL BLVD STE A, SAN GABRIEL, CA 91775
Registered with this firm since 8/17/2012
Previous Registration(s)
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IA
 08/06/2010 - 08/21/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALHAMBRA, CA
B
 08/05/2010 - 08/21/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALHAMBRA, CA
IA
 01/01/2008 - 08/10/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 08/06/2007 - 08/10/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 10/11/2006 - 08/09/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) ALHAMBRA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.