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CHAD MICHAEL JONES
CRD#: 5212799
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
20082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2007 - 2020 (13 years)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2012 - 2020 (8 years)
License(s)

State Registrations

B
Alabama 6/30/2021

B
Minnesota 3/23/2023

B
Alaska 6/15/2022

B
Missouri 5/20/2020

B
Arizona 1/21/2021

B
Nevada 6/30/2021

B
Arkansas 6/15/2022

B
New Jersey 6/15/2022

B
California 2/12/2021

B
New York 7/19/2021

B
Colorado 5/20/2020

B
North Carolina 5/20/2020

B
Delaware 6/15/2022

B
Ohio 5/20/2020

B
District of Columbia 6/15/2022

B
Oklahoma 5/20/2020

B
Florida 5/20/2020

B
Oregon 6/15/2022

B
Hawaii 9/11/2024

B
Pennsylvania 6/15/2022

B
Idaho 6/15/2022

B
Rhode Island 6/13/2023

B
Illinois 5/20/2020

B
South Dakota 6/29/2021

B
Indiana 1/5/2022

B
Tennessee 6/30/2021

B
Iowa 1/31/2023

B
Texas 5/20/2020

B
Kansas 6/30/2021

IA
Texas 5/20/2020

B
Kentucky 6/30/2021

B
Utah 6/15/2022

B
Louisiana 6/30/2021

B
Virginia 5/20/2020

B
Maryland 6/29/2021

B
Wisconsin 9/19/2023

B
Massachusetts 6/30/2021

B
Wyoming 6/15/2022

B
Michigan 6/15/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 5/20/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 5/20/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2012 - 05/28/2020 ALLIANCEBERNSTEIN L.P. (CRD#:108477) DALLAS, TX
B
04/05/2007 - 05/28/2020 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.