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Detailed Report
DAMIAN AGUSTIN PEREIRA-NUNEZ
DAMIAN AGUSTIN PEREIRA, Damian Agustin Pereira-Nunez
CRD#: 5211567
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 SE 2ND AVE 23RD FL
[D1/D2-RBO]
MIAMI, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2017 (4 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2011 (3 years)BFORDHAM FINANCIAL MANAGEMENT, INC. (CRD# 20996)2006 - 2007 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2011 (3 years)
Disclosure(s)
View By:
6/6/2024
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 4/29/2022
B
New Jersey 4/29/2022
B
California 4/29/2022
B
New York 4/29/2022
B
Florida 4/29/2022
B
North Carolina 4/29/2022
IA
Florida 5/2/2022
B
Pennsylvania 4/29/2022
B
Georgia 4/29/2022
B
Texas 4/29/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 SE 2ND AVE 23RD FL [D1/D2-RBO], MIAMI, FL 33131
1798 NE MIAMI GARDENS DR, NORTH MIAMI BEACH, FL 33179
Registered with this firm since 5/2/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 SE 2ND AVE 23RD FL [D1/D2-RBO], MIAMI, FL 33131
1798 NE MIAMI GARDENS DR, NORTH MIAMI BEACH, FL 33179
Registered with this firm since 4/29/2022
Previous Registration(s)
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IA
 08/22/2017 - 05/02/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) New York, NY
B
 08/22/2017 - 05/02/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) New York, NY
IA
 09/19/2012 - 08/23/2017 SANTANDER SECURITIES (CRD#:41791) NEWARK, NJ
B
 09/19/2012 - 08/23/2017 SANTANDER SECURITIES LLC (CRD#:41791) NEWARK, NJ
IA
 10/07/2011 - 09/19/2012 LPL FINANCIAL LLC (CRD#:6413) NEWARK, NJ
B
 10/07/2011 - 09/19/2012 LPL FINANCIAL LLC (CRD#:6413) NEWARK, NJ
IA
 01/24/2008 - 10/03/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 12/07/2007 - 10/03/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 10/11/2006 - 12/06/2007 FORDHAM FINANCIAL MANAGEMENT, INC. (CRD#:20996) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.