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CHAD D SHUHERK
CRD#: 5210944
IA
B
PNC INVESTMENTSCRD#: 129052 175 W NATIONAL RD
ENGLEWOOD, OH 45322
ENGLEWOOD, OH 45322
0
Disclosures
18
Years of Experience
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State Registrations
B
Florida 1/3/2014
B
Michigan 1/4/2019
B
Illinois 3/13/2023
B
Ohio 4/7/2011
B
Indiana 1/4/2019
IA
Ohio 4/8/2011
B
Kentucky 10/27/2022
B
Virginia 2/22/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/8/2011
B
Registered with this firm since 4/7/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2008 - 04/04/2011 | VANDALIA, OH | |
B | 06/18/2008 - 04/04/2011 | VANDALIA, OH | |
IA | 03/31/2008 - 06/12/2008 | CINCINNATI, OH | |
B | 03/28/2008 - 06/12/2008 | CINCINNATI, OH | |
IA | 12/15/2006 - 02/29/2008 | DAYTON, OH | |
B | 11/17/2006 - 02/29/2008 | DAYTON, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.