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Detailed Report
JOSEPH WILLIAM RAHALL IV
JOE RAHALL, JOSEPH W RAHALL IV, JOSEPH RAHALL IV
CRD#: 5210843
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3700 CALVERT ST NW
WASHINGTON, DC 20007
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2008 - 2013 (4 years)2 FIRMS2018 - Present (6 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - 2018 (5 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2018 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - 2016 (3 years)
License(s)

State Registrations

B
California 9/24/2021
B
Nevada 9/29/2021
B
Colorado 2/22/2023
B
New York 4/29/2020
B
Connecticut 9/24/2021
B
North Carolina 9/24/2021
B
District of Columbia 5/18/2018
B
Ohio 9/24/2021
IA
District of Columbia 7/30/2018
B
Oregon 9/30/2021
B
Florida 9/24/2021
B
Pennsylvania 5/18/2018
B
Georgia 10/17/2022
B
South Carolina 9/24/2021
B
Maryland 5/18/2018
B
Virginia 5/18/2018
IA
Maryland 5/18/2018
IA
Virginia 7/3/2024
B
Minnesota 9/24/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3700 CALVERT ST NW, WASHINGTON, DC 20007
Registered with this firm since 5/18/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3700 CALVERT ST NW, WASHINGTON, DC 20007
Registered with this firm since 5/18/2018
Previous Registration(s)
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IA
 09/19/2016 - 05/21/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) BOWIE, MD
B
 03/01/2013 - 05/21/2018 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PIKESVILLE, MD
IA
 03/01/2013 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PIKESVILLE, MD
IA
 07/15/2008 - 03/04/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GLEN BURNIE, MD
B
 07/15/2008 - 03/04/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GLEN BURNIE, MD
IA
 11/15/2006 - 07/31/2007 EDWARD JONES (CRD#:250) CORNELIUS, NC
B
 10/17/2006 - 07/31/2007 EDWARD JONES (CRD#:250) CORNELIUS, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.