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Detailed Report
TIMOTHY ROBERT FREY
CRD#: 5209789
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 3800 Centerpoint Drive
#1120
Anchorage, AK 99503
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2017 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2017 (6 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2017 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2016 (5 years)
License(s)

State Registrations

B
Alaska 11/30/2017
B
Minnesota 11/30/2017
IA
Alaska 11/30/2017
B
Missouri 11/30/2017
B
Arizona 11/30/2017
B
Montana 11/30/2017
B
Arkansas 11/30/2017
B
Nebraska 11/30/2017
B
California 11/30/2017
B
Nevada 11/30/2017
B
Colorado 11/30/2017
B
New Jersey 1/11/2024
B
Connecticut 12/14/2023
B
New Mexico 11/30/2017
B
Delaware 1/11/2024
B
New York 11/30/2017
B
District of Columbia 11/30/2017
B
North Carolina 11/30/2017
B
Florida 11/30/2017
B
Ohio 11/30/2017
IA
Florida 12/1/2017
B
Oregon 11/30/2017
B
Georgia 11/30/2017
B
Pennsylvania 11/30/2017
B
Hawaii 11/30/2017
B
South Dakota 11/30/2017
B
Idaho 11/30/2017
B
Tennessee 11/30/2017
B
Illinois 11/30/2017
B
Texas 11/30/2017
B
Indiana 11/30/2017
IA
Texas 11/30/2017
B
Iowa 1/11/2024
B
Utah 11/30/2017
B
Kentucky 11/30/2017
B
Vermont 1/11/2024
B
Louisiana 1/11/2024
B
Virginia 1/11/2024
B
Maine 11/30/2017
B
Washington 11/30/2017
B
Maryland 11/30/2017
B
Wisconsin 11/30/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
3800 Centerpoint Drive #1120, Anchorage, AK 99503
Registered with this firm since 11/30/2017
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
3800 Centerpoint Drive #1120, Anchorage, AK 99503
Registered with this firm since 11/30/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/16/2016 - 12/05/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANCHORAGE, AK
B
 01/03/2011 - 12/05/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANCHORAGE, AK
IA
 01/03/2011 - 02/12/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ANCHORAGE, AK
IA
 12/20/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COTTAGE GROVE, OR
B
 10/26/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COTTAGE GROVE, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.