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Detailed Report
DAVID BENTON TURNAGE
BENTON TURNAGE, DAVID B TURNAGE
CRD#: 5209481
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 639 Loyola Ave, Suite 2100
New Orleans, LA 70113
LPL FINANCIAL LLCCRD#: 6413 639 LOYOLA AVENUE, STE 2100
NEW ORLEANS, LA 70113
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2016 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2012 (2 years)BSTANFORD GROUP COMPANY (CRD# 39285)2009 - 2009 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2020 - 2022 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2012 (2 years)
License(s)

State Registrations

B
Florida 10/27/2016
B
Mississippi 10/27/2016
B
Georgia 1/21/2022
B
New Mexico 6/26/2023
B
Louisiana 10/27/2016
B
Ohio 9/14/2023
IA
Louisiana 11/7/2016
IA
Texas 9/19/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
639 Loyola Ave, Suite 2100, New Orleans, LA 70113
Registered with this firm since 11/7/2016
B
LPL FINANCIAL LLC (CRD#:6413)
639 LOYOLA AVENUE, STE 2100, NEW ORLEANS, LA 70113
Registered with this firm since 10/27/2016
Previous Registration(s)
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IA
 08/04/2020 - 10/28/2022 LPL FINANCIAL LLC (CRD#:6413) NEW ORLEANS, LA
B
 09/20/2012 - 11/02/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW ORLEANS, LA
IA
 01/07/2010 - 06/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW ORLEANS, LA
B
 12/10/2009 - 06/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW ORLEANS, LA
B
 01/21/2009 - 03/12/2009 STANFORD GROUP COMPANY (CRD#:39285) JACKSON, MS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.