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Detailed Report
Maureen McNally
MAUREEN E MCNALLY, MAUREEN ELLEN MCNALLY, MAUREEN MCNALLY
CRD#: 5208199
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1230 AVENUE OF THE AMERICAS
NEW YORK, NY 10020
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2010 - Present (14 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2009 - 2023 (13 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2008 (<1 year)IAFIRST REPUBLIC WEALTH ADVISORS... (CRD# 132035)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 11/22/2023
B
Montana 11/22/2023
B
Alaska 11/22/2023
B
Nevada 9/29/2023
B
Arizona 9/29/2023
B
New Hampshire 9/29/2023
B
Arkansas 11/22/2023
B
New Jersey 9/29/2023
B
California 9/29/2023
B
New Mexico 9/29/2023
B
Colorado 9/29/2023
IA
New York 9/16/2021
IA
Connecticut 10/29/2014
B
New York 9/29/2023
B
Connecticut 9/29/2023
B
North Carolina 9/29/2023
B
Delaware 9/29/2023
B
North Dakota 11/22/2023
B
District of Columbia 9/29/2023
B
Ohio 9/29/2023
IA
Florida 8/17/2015
B
Oklahoma 11/22/2023
B
Florida 9/29/2023
B
Oregon 9/29/2023
B
Georgia 11/22/2023
B
Pennsylvania 9/29/2023
B
Hawaii 9/29/2023
B
Puerto Rico 11/22/2023
B
Idaho 11/22/2023
B
Rhode Island 9/29/2023
B
Illinois 9/29/2023
B
South Carolina 9/29/2023
B
Indiana 11/22/2023
B
South Dakota 11/22/2023
B
Iowa 11/22/2023
B
Tennessee 9/29/2023
B
Kansas 11/22/2023
B
Texas 9/29/2023
B
Kentucky 11/22/2023
IA
Texas 11/22/2023
B
Louisiana 9/29/2023
B
Utah 11/22/2023
B
Maine 9/29/2023
B
Vermont 9/29/2023
B
Maryland 9/29/2023
B
Virgin Islands 11/22/2023
IA
Massachusetts 7/20/2015
B
Virginia 9/29/2023
B
Massachusetts 9/29/2023
B
Washington 9/29/2023
B
Michigan 9/29/2023
B
West Virginia 9/29/2023
B
Minnesota 11/22/2023
B
Wisconsin 11/22/2023
B
Mississippi 11/22/2023
B
Wyoming 9/29/2023
B
Missouri 11/22/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1230 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Brooklyn, NY
Registered with this firm since 11/22/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1230 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Brooklyn, NY
Registered with this firm since 9/29/2023
IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
1230 AVENUE OF THE AMERICAS 2ND FLOOR, NEW YORK, NY 10020
Registered with this firm since 7/14/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/16/2009 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) NEW YORK, NY
IA
 10/29/2009 - 09/30/2010 FIRST REPUBLIC WEALTH ADVISORS, LLC (CRD#:132035) NEW YORK, NY
IA
 06/01/2009 - 10/19/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) NEW YORK, NY
B
 06/01/2009 - 10/19/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) NEW YORK, NY
IA
 06/17/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
 06/17/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
 06/07/2007 - 05/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.