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JOSE A LAU
JOSE ANTONIO LAU, JOSE LAU, JOSE A LAU VALDIVIA
CRD#: 5207401
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Investment Adviser
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Previous Broker
BBVA GLOBAL WEALTH ADVISORS, INC.CRD#: 327326 Houston, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - 2021 (3 years)2 FIRMS2023 - 2024 (<1 year)IABBVA GLOBAL WEALTH ADVISORS, INC. (CRD# 327326)2024 - Present (<1 year)BPNC INVESTMENTS (CRD# 129052)2021 - 2023 (2 years)BACTINVER SECURITIES, INC. (CRD# 41139)2017 - 2018 (<1 year)BVECTORGLOBAL WMG (CRD# 32396)2017 - 2017 (<1 year)BACTINVER SECURITIES, INC. (CRD# 41139)2009 - 2014 (5 years)BMONEX SECURITIES, INC. (CRD# 30362)2006 - 2009 (3 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2022 - 2023 (1 year)
License(s)

State Registrations

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Florida 10/16/2024

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Texas 10/10/2024

Current Registration(s)
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BBVA GLOBAL WEALTH ADVISORS, INC. (CRD#:327326)
Houston, TX
Registered with this firm since 10/10/2024

Previous Registration(s)
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12/01/2023 - 10/01/2024 INSIGNEO ADVISORY SERVICES, LLC (CRD#:282589) HOUSTON, TX
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12/01/2023 - 10/01/2024 INSIGNEO SECURITIES, LLC (CRD#:29249) Houston, TX
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01/11/2022 - 11/30/2023 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) HOUSTON, TX
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09/17/2021 - 11/30/2023 PNC INVESTMENTS (CRD#:129052) HOUSTON, TX
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10/04/2018 - 12/31/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Houston, TX
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08/06/2018 - 09/17/2021 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
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08/08/2017 - 07/19/2018 ACTINVER SECURITIES, INC. (CRD#:41139) HOUSTON, TX
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03/23/2017 - 08/07/2017 VECTORGLOBAL WMG (CRD#:32396) MIAMI, FL
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12/17/2009 - 12/03/2014 ACTINVER SECURITIES, INC. (CRD#:41139) HOUSTON, TX
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11/02/2006 - 12/03/2009 MONEX SECURITIES, INC. (CRD#:30362) HOUSTON, TX
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Disclosures
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