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Detailed Report
MELISSA YUE
CRD#: 5207324
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 345 Hartz Ave.
Danville, CA 94526
SANCTUARY SECURITIES, INC.CRD#: 205 345 Hartz Ave.
Danville, CA 94526
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2013 (7 years)BTHE SHEMANO GROUP, INC. (CRD# 35528)2006 - 2006 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2013 (6 years)
Disclosure(s)
View By:
7/11/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/10/2021
B
Minnesota 5/5/2021
B
California 4/30/2021
B
Nevada 5/12/2021
IA
California 4/30/2021
B
New Mexico 5/3/2021
B
Colorado 5/5/2021
B
New York 5/3/2021
B
Connecticut 5/3/2021
B
North Carolina 5/4/2021
B
District of Columbia 5/13/2021
B
Ohio 4/30/2021
B
Florida 5/3/2021
B
Oregon 5/6/2021
B
Georgia 9/19/2022
B
Pennsylvania 5/3/2021
B
Hawaii 5/3/2021
B
Rhode Island 5/11/2021
B
Idaho 4/1/2022
B
Tennessee 5/3/2021
B
Illinois 12/9/2022
IA
Texas 5/1/2021
B
Indiana 11/17/2021
B
Texas 5/3/2021
B
Kentucky 12/11/2023
B
Utah 6/3/2022
B
Louisiana 12/13/2024
B
Washington 5/4/2021
B
Maryland 5/3/2021
B
Wisconsin 11/19/2024
B
Massachusetts 5/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SANCTUARY SECURITIES, INC. (CRD#:205)
345 Hartz Ave., Danville, CA 94526
345 Hartz Ave., Danville, CA 94526
Registered with this firm since 4/30/2021
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
345 Hartz Ave., Danville, CA 94526
Registered with this firm since 4/30/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/22/2014 - 05/04/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
 01/21/2014 - 05/04/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
IA
 03/08/2007 - 12/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
 12/20/2006 - 12/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
 09/08/2006 - 10/30/2006 THE SHEMANO GROUP, INC. (CRD#:35528) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.