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Detailed Report
MATTHEW KIRK BRENNEMAN
MATTHEW K BRENNEMAN
CRD#: 5204353
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5028 Randall Parkway, Ste A
WILMINGTON, NC 28403
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5028 Randall Parkway, Ste A
WILMINGTON, NC 28403
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2021 (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2012 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2012 (2 years)
License(s)

State Registrations

B
Georgia 6/9/2021
B
Pennsylvania 6/9/2021
B
New York 9/16/2021
B
South Carolina 6/9/2021
B
North Carolina 6/9/2021
B
Virginia 6/9/2021
IA
North Carolina 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5028 Randall Parkway, Ste A, WILMINGTON, NC 28403
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5028 Randall Parkway, Ste A, WILMINGTON, NC 28403
WILMINGTON, NC
Registered with this firm since 6/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 02/22/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) WILMINGTON, NC
B
 02/09/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) WILMINGTON, NC
IA
 09/04/2009 - 02/09/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) WILMINGTON, NC
B
 08/24/2007 - 02/09/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) WILMINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.