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Detailed Report
KURT MATHEW SCHAFFER
CRD#: 5204292
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 1869 CHARTER LANE
SUITE 103
LANCASTER, PA 17601
Registration History
20062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2007 - Present (17 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - Present (18 years)
License(s)

State Registrations

B
Arizona 7/19/2012
B
New York 9/26/2014
IA
Arizona 8/29/2012
IA
North Carolina 1/25/2016
B
California 4/28/2010
B
North Carolina 1/26/2016
IA
California 10/19/2017
B
Ohio 3/25/2019
B
Colorado 8/26/2016
IA
Ohio 6/10/2021
IA
Colorado 8/26/2016
B
Oregon 7/7/2014
B
Connecticut 5/11/2016
IA
Oregon 7/7/2014
IA
Connecticut 5/11/2016
B
Pennsylvania 10/19/2006
B
Delaware 3/7/2013
IA
Pennsylvania 4/12/2011
IA
Delaware 9/20/2022
B
Texas 5/4/2017
B
Florida 7/12/2007
IA
Texas 5/5/2017
IA
Florida 4/11/2017
B
Utah 2/11/2025
B
Georgia 3/11/2022
IA
Utah 2/11/2025
IA
Georgia 3/11/2022
B
Vermont 10/16/2018
B
Illinois 4/7/2021
IA
Vermont 10/17/2018
IA
Illinois 4/7/2021
B
Virginia 1/8/2018
B
Kansas 2/7/2023
IA
Virginia 1/8/2018
IA
Kansas 2/7/2023
B
Washington 1/6/2020
B
Maryland 10/10/2006
IA
Washington 7/15/2022
IA
Maryland 5/31/2007
B
West Virginia 7/4/2019
B
Michigan 2/25/2025
IA
West Virginia 7/12/2019
IA
Michigan 2/25/2025
B
Wisconsin 4/19/2018
B
Minnesota 10/27/2020
IA
Wisconsin 4/19/2018
IA
Minnesota 10/27/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
1869 CHARTER LANE SUITE 103, LANCASTER, PA 17601
Registered with this firm since 5/31/2007
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
1869 CHARTER LANE SUITE 103, LANCASTER, PA 17601
Registered with this firm since 10/10/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.