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NICOLAS LEE GILLIAM
NICHOLAS GILLIAM
CRD#: 5204008
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 642 SIGNAL HILL DRIVE EXT
STATESVILLE, NC 28625
Registration History
20062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2019 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2006 - Present (18 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2010 (3 years)
License(s)

State Registrations

B
Alabama 5/31/2022

B
New Jersey 12/18/2024

B
California 12/18/2024

B
New York 2/22/2021

B
Colorado 12/18/2024

B
North Carolina 10/1/2015

B
Connecticut 12/18/2024

IA
North Carolina 7/30/2019

B
Florida 2/22/2021

B
Ohio 12/18/2024

B
Georgia 2/22/2021

B
Pennsylvania 2/22/2021

B
Idaho 2/22/2021

B
South Carolina 2/22/2021

B
Illinois 12/18/2024

IA
Virginia 10/29/2020

B
Indiana 3/15/2021

B
Virginia 2/26/2021

B
Massachusetts 10/30/2023

B
Washington 2/22/2021

B
Minnesota 12/18/2024

B
West Virginia 12/18/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
642 SIGNAL HILL DRIVE EXT, STATESVILLE, NC 28625
8832 BLAKENEY PROFESSIONAL DR STE 302, CHARLOTTE, NC 28277-6809
Registered with this firm since 7/30/2019

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
642 SIGNAL HILL DRIVE EXT, STATESVILLE, NC 28625
8832 BLAKENEY PROFESSIONAL DR STE 302, CHARLOTTE, NC 28277-6809
Registered with this firm since 12/18/2006

Previous Registration(s)
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IA
02/06/2007 - 12/31/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.