Individual Firm
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Kevin Edward Makalous
KEVIN EDWARD MAKALOUS, KEVIN EDWARD MARALOUS
CRD#: 5203753
IA
B
EDWARD JONESCRD#: 250 21628 Midland Drive, Suite B
SHAWNEE, KS 66218
SHAWNEE, KS 66218
View By:
2/13/2019
Customer Dispute
Denied
State Registrations
B
Arizona 5/6/2008
B
Missouri 5/1/2008
B
Arkansas 12/1/2009
B
Nebraska 5/7/2008
B
California 10/1/2010
B
Nevada 6/30/2023
B
Colorado 10/4/2010
B
New York 3/11/2011
B
Florida 5/30/2008
B
North Carolina 12/22/2009
B
Georgia 5/1/2008
B
Oklahoma 4/30/2008
B
Illinois 4/29/2008
B
South Carolina 9/29/2016
B
Iowa 3/19/2008
B
Tennessee 6/15/2016
B
Kansas 5/6/2008
B
Texas 4/28/2008
IA
Kansas 11/10/2009
IA
Texas 8/26/2014
B
Kentucky 1/17/2024
B
Vermont 1/6/2012
B
Massachusetts 8/26/2021
B
Virginia 4/28/2008
B
Minnesota 10/4/2010
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/20/2008
B
Registered with this firm since 1/8/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/27/2007 - 01/03/2008 | WEST CHESTER, PA | |
B | 09/13/2006 - 06/25/2007 | WEST DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.