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Detailed Report
JERRY CAPETILLO
CRD#: 5201147
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 20855 Stone Oak Pkwy
SAN ANTONIO, TX 78258
Registration History
20062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 11/12/2019
B
Nebraska 11/12/2019
B
Alaska 11/12/2019
B
Nevada 2/1/2018
B
Arizona 2/1/2018
B
New Hampshire 11/12/2019
B
Arkansas 11/12/2019
B
New Jersey 2/1/2018
B
California 2/1/2018
B
New Mexico 11/12/2019
B
Colorado 2/1/2018
B
New York 2/1/2018
B
Connecticut 2/1/2018
B
North Carolina 11/12/2019
B
Delaware 11/12/2019
B
North Dakota 11/12/2019
B
District of Columbia 11/12/2019
B
Ohio 2/1/2018
B
Florida 2/1/2018
B
Oklahoma 2/1/2018
B
Georgia 2/1/2018
B
Oregon 2/1/2018
B
Hawaii 11/12/2019
B
Pennsylvania 11/12/2019
B
Idaho 2/1/2018
B
Puerto Rico 11/12/2019
B
Illinois 2/1/2018
B
Rhode Island 11/12/2019
B
Indiana 2/1/2018
B
South Carolina 11/12/2019
B
Iowa 11/12/2019
B
South Dakota 11/12/2019
B
Kansas 11/12/2019
B
Tennessee 11/12/2019
B
Kentucky 2/1/2018
B
Texas 10/1/2012
B
Louisiana 2/1/2018
IA
Texas 7/6/2017
B
Maine 11/12/2019
B
Utah 2/1/2018
B
Maryland 11/12/2019
B
Vermont 11/12/2019
B
Massachusetts 11/12/2019
B
Virgin Islands 11/12/2019
B
Michigan 2/1/2018
B
Virginia 11/12/2019
B
Minnesota 11/12/2019
B
Washington 2/1/2018
B
Mississippi 11/12/2019
B
West Virginia 2/1/2018
B
Missouri 11/12/2019
B
Wisconsin 2/1/2018
B
Montana 11/12/2019
B
Wyoming 11/12/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, SAN ANTONIO, TX 78258
Registered with this firm since 7/6/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, SAN ANTONIO, TX 78258
Registered with this firm since 10/1/2012
Previous Registration(s)
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B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN ANTONIO, TX
B
 08/12/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN ANTONIO, TX
B
 09/04/2006 - 11/01/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.