Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
THOMAS RACHELSKI
CRD#: 5200800
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 396 ROUTE 17 NORTH
PARAMUS, NJ 07652
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 396 ROUTE 17 NORTH
PARAMUS, NJ 07652
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2023 - Present (1 year)BE1 ASSET MANAGEMENT, INC. (CRD# 46872)2006 - 2008 (1 year)IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2022 - 2023 (1 year)IASONNET FINANCIAL TECHNOLOGIES LLC (CRD# 310998)2021 - 2023 (2 years)
License(s)

State Registrations

B
Alaska 9/29/2023
B
Massachusetts 12/5/2023
B
Arizona 8/26/2024
B
New Jersey 6/30/2023
B
California 9/29/2023
IA
New Jersey 7/14/2023
B
Colorado 7/26/2024
B
New York 6/30/2023
B
Connecticut 8/26/2024
B
North Carolina 12/5/2023
B
Delaware 9/29/2023
B
Pennsylvania 6/30/2023
B
Florida 6/26/2023
B
South Carolina 5/16/2024
B
Kansas 9/30/2024
B
Virginia 12/15/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
396 ROUTE 17 NORTH, PARAMUS, NJ 07652
Registered with this firm since 7/14/2023
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
396 ROUTE 17 NORTH, PARAMUS, NJ 07652
LODI, NJ
Registered with this firm since 6/26/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/11/2022 - 05/17/2023 BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413) Lodi, NJ
IA
 01/04/2021 - 05/17/2023 SONNET FINANCIAL TECHNOLOGIES LLC (CRD#:310998) LODI, NJ
IA
 06/30/2017 - 12/06/2018 PNC INVESTMENTS (CRD#:129052) BRIDGEWATER, NJ
B
 06/30/2017 - 12/06/2018 PNC INVESTMENTS (CRD#:129052) BRIDGEWATER, NJ
B
 03/01/2013 - 05/23/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WAYNE, NJ
IA
 03/06/2013 - 05/17/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) WAYNE, NJ
IA
 04/23/2008 - 03/13/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) JERSEY CITY, NJ
B
 03/03/2008 - 03/13/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) JERSEY CITY, NJ
B
 08/25/2006 - 02/05/2008 E1 ASSET MANAGEMENT, INC. (CRD#:46872) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.