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MICHAEL L ALLISON
MICHAEL LEE ALLISON, Michael Allison
CRD#: 5200617
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 315 Commercial Drive
Suite B-5
Savannah, GA 31406
LPL FINANCIAL LLCCRD#: 6413 315 COMMERCIAL DR STE B5
SAVANNAH, GA 31406
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2020 (1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2020 (<1 year)IAWILLOW (CRD# 150814)2020 - 2021 (<1 year)IAGREENWOOD CAPITAL ASSOCIATES, LLC (CRD# 115015)2015 - 2016 (1 year)IAPATHWAY STRATEGIC ADVISORS (CRD# 158395)2013 - 2014 (<1 year)
License(s)

State Registrations

B
Georgia 3/7/2024

B
South Carolina 3/7/2024

IA
Georgia 3/13/2024

B
Washington 3/7/2024

B
North Carolina 3/7/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
315 Commercial Drive Suite B-5, Savannah, GA 31406
Registered with this firm since 3/13/2024

B
LPL FINANCIAL LLC (CRD#:6413)
315 COMMERCIAL DR STE B5, SAVANNAH, GA 31406
Registered with this firm since 3/7/2024

Previous Registration(s)
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IA
02/13/2023 - 03/08/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) SAVANNAH, GA
B
02/08/2023 - 03/08/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) SAVANNAH, GA
IA
07/07/2022 - 01/10/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
B
06/21/2022 - 01/10/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
B
10/04/2021 - 05/31/2022 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
10/07/2021 - 05/26/2022 INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267) Charlotte, NC
IA
11/18/2020 - 09/10/2021 WILLOW (CRD#:150814) PITTSFIELD, MA
B
02/12/2020 - 12/22/2020 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
06/14/2018 - 01/02/2020 LINDEN THOMAS ADVISORY SERVICES, LLC (CRD#:288557) CHARLOTTE, NC
B
06/14/2018 - 01/02/2020 LINDEN THOMAS AND COMPANY SECURITIES, LLC (CRD#:290244) CHARLOTTE, NC
IA
12/05/2016 - 06/18/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) CHARLOTTE, NC
B
12/05/2016 - 06/18/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) CHARLOTTE, NC
IA
07/02/2015 - 07/07/2016 GREENWOOD CAPITAL ASSOCIATES, LLC (CRD#:115015) GREENWOOD, SC
IA
04/14/2014 - 05/27/2015 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
B
04/14/2014 - 05/27/2015 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
01/09/2014 - 04/29/2014 HANSON MCCLAIN ADVISORS (CRD#:111167) CHARLOTTE, NC
B
01/03/2014 - 04/29/2014 HANSON MCCLAIN SECURITIES (CRD#:103747) FOLSOM, CA
IA
11/19/2013 - 01/09/2014 PATHWAY STRATEGIC ADVISORS (CRD#:158395) CHARLOTTE, NC
IA
08/20/2010 - 11/02/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
08/20/2010 - 11/02/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
IA
10/25/2006 - 08/25/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) CHARLOTTE, NC
B
10/10/2006 - 08/25/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.