View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 02/13/2023 - 03/08/2024 | SAVANNAH, GA | |
B | 02/08/2023 - 03/08/2024 | SAVANNAH, GA | |
IA | 07/07/2022 - 01/10/2023 | CHARLOTTE, NC | |
B | 06/21/2022 - 01/10/2023 | CHARLOTTE, NC | |
B | 10/04/2021 - 05/31/2022 | CHARLOTTE, NC | |
IA | 10/07/2021 - 05/26/2022 | Charlotte, NC | |
IA | 11/18/2020 - 09/10/2021 | PITTSFIELD, MA | |
B | 02/12/2020 - 12/22/2020 | CHARLOTTE, NC | |
IA | 06/14/2018 - 01/02/2020 | CHARLOTTE, NC | |
B | 06/14/2018 - 01/02/2020 | CHARLOTTE, NC | |
IA | 12/05/2016 - 06/18/2018 | CHARLOTTE, NC | |
B | 12/05/2016 - 06/18/2018 | CHARLOTTE, NC | |
IA | 07/02/2015 - 07/07/2016 | GREENWOOD, SC | |
IA | 04/14/2014 - 05/27/2015 | CHARLOTTE, NC | |
B | 04/14/2014 - 05/27/2015 | CHARLOTTE, NC | |
IA | 01/09/2014 - 04/29/2014 | CHARLOTTE, NC | |
B | 01/03/2014 - 04/29/2014 | FOLSOM, CA | |
IA | 11/19/2013 - 01/09/2014 | CHARLOTTE, NC | |
IA | 08/20/2010 - 11/02/2012 | CHARLOTTE, NC | |
B | 08/20/2010 - 11/02/2012 | CHARLOTTE, NC | |
IA | 10/25/2006 - 08/25/2010 | CHARLOTTE, NC | |
B | 10/10/2006 - 08/25/2010 | CHARLOTTE, NC |