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BENJAMIN T JONG
BENJAMIN THOMAS JONG
CRD#: 5200117
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 901 MAIN ST
CENTRAL BUSINESS REVIEW UNIT
DALLAS, TX 75202
Registration History
200620082010201220142016201820202022202420263 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 8/12/2015

B
Nebraska 8/12/2015

B
Alaska 8/12/2015

B
Nevada 8/12/2015

B
Arizona 8/12/2015

B
New Hampshire 8/12/2015

B
Arkansas 11/21/2011

B
New Jersey 8/12/2015

B
California 8/12/2015

B
New Mexico 11/21/2011

B
Colorado 8/12/2015

B
New York 8/12/2015

B
Connecticut 8/12/2015

B
North Carolina 8/12/2015

B
Delaware 8/12/2015

B
North Dakota 8/12/2015

B
District of Columbia 8/12/2015

B
Ohio 8/12/2015

B
Florida 8/12/2015

B
Oklahoma 11/21/2011

B
Georgia 8/12/2015

B
Oregon 8/12/2015

B
Hawaii 8/12/2015

B
Pennsylvania 8/12/2015

B
Idaho 8/12/2015

B
Puerto Rico 8/12/2015

B
Illinois 8/12/2015

B
Rhode Island 8/12/2015

B
Indiana 8/12/2015

B
South Carolina 8/12/2015

B
Iowa 8/12/2015

B
South Dakota 8/12/2015

B
Kansas 8/12/2015

B
Tennessee 8/12/2015

B
Kentucky 8/12/2015

B
Texas 11/21/2011

B
Louisiana 11/21/2011

IA
Texas 11/21/2011

B
Maine 8/12/2015

B
Utah 8/12/2015

B
Maryland 8/12/2015

B
Vermont 8/12/2015

B
Massachusetts 8/12/2015

B
Virgin Islands 8/12/2015

B
Michigan 8/12/2015

B
Virginia 8/12/2015

B
Minnesota 8/12/2015

B
Washington 8/12/2015

B
Mississippi 8/12/2015

B
West Virginia 8/12/2015

B
Missouri 8/12/2015

B
Wisconsin 8/12/2015

B
Montana 8/12/2015

B
Wyoming 8/12/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
901 MAIN ST CENTRAL BUSINESS REVIEW UNIT, DALLAS, TX 75202
Sachse, TX
Registered with this firm since 11/21/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
901 MAIN ST CENTRAL BUSINESS REVIEW UNIT, DALLAS, TX 75202
Sachse, TX
Registered with this firm since 11/21/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/27/2007 - 02/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW ORLEANS, LA
B
07/27/2007 - 02/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW ORLEANS, LA
IA
04/02/2007 - 07/31/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW ORLEANS, LA
B
04/02/2007 - 07/31/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW ORLEANS, LA
IA
01/03/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NEW ORLEANS, LA
B
10/10/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEW ORLEANS, LA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.