Individual Firm
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BRIAN CHRISTOPHER COHRT
CRD#: 5200114
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 11100 NE 8th St.
Suite 250
Bellevue, WA 98004-4465
Suite 250
Bellevue, WA 98004-4465
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5/18/2004
Criminal
Final Disposition
State Registrations
B
Alaska 6/5/2017
B
Minnesota 3/28/2019
B
Arizona 3/28/2019
B
Mississippi 3/29/2019
B
Arkansas 5/23/2024
B
Missouri 5/30/2017
B
California 5/30/2017
B
Montana 5/30/2017
B
Colorado 5/30/2017
B
Nebraska 5/30/2017
B
Connecticut 3/28/2019
B
New Jersey 3/28/2019
B
Delaware 6/3/2024
B
New York 3/28/2019
B
District of Columbia 4/1/2019
B
North Carolina 4/1/2019
B
Florida 3/29/2019
B
Ohio 3/28/2019
B
Georgia 4/25/2019
B
Oklahoma 5/30/2017
B
Hawaii 6/2/2017
B
Oregon 5/30/2017
B
Idaho 5/30/2017
B
Pennsylvania 4/2/2019
B
Illinois 5/16/2019
B
South Carolina 4/1/2019
B
Indiana 3/28/2019
B
South Dakota 4/5/2019
B
Iowa 5/30/2017
B
Texas 5/30/2017
B
Kansas 4/4/2019
B
Utah 5/30/2017
B
Kentucky 5/20/2024
B
Virginia 3/28/2019
B
Louisiana 3/28/2019
B
Washington 5/30/2017
B
Maine 5/17/2024
IA
Washington 5/30/2017
B
Maryland 4/8/2019
B
West Virginia 5/20/2024
B
Massachusetts 4/2/2019
B
Wisconsin 4/1/2019
B
Michigan 4/2/2019
B
Wyoming 5/30/2017
SRO Registrations
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 5/30/2017
B
Registered with this firm since 5/30/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/28/2023 - 05/19/2024 | Bellevue, WA | |
IA | 10/26/2009 - 05/15/2017 | SEATTLE, WA | |
B | 10/12/2009 - 05/15/2017 | SEATTLE, WA | |
B | 01/18/2007 - 11/11/2008 | OKLAHOMA CITY, OK | |
B | 10/06/2006 - 11/02/2006 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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