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Detailed Report
LISA MAREE LATSHAW
LISA MAREE STOTTS
CRD#: 5199786
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 Rogers, AR
Registration History
20082010201220142016201820202022202420263 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arkansas 8/26/2019
B
Missouri 6/11/2008
IA
Arkansas 8/27/2019
IA
Missouri 6/11/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
Rogers, AR
Registered with this firm since 6/11/2008
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
Rogers, AR
Registered with this firm since 6/11/2008
Previous Registration(s)
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IA
 04/09/2008 - 05/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SPRINGFIELD, MO
B
 04/09/2008 - 05/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SPRINGFIELD, MO
B
 02/20/2008 - 04/09/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SPRINGFIELD, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.