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Detailed Report
ALAN PATRICK MCCORMICK
CRD#: 5199744
IA
Investment Adviser
B
Broker
BALLEW ADVISORS INCCRD#: 110522 100 VISION DRIVE
SUITE 325
JACKSON, MS 39211
BALLEW INVESTMENTS, INC.CRD#: 32028 100 Vision Drive
Suite 325
JACKSON, MS 39211
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 11/22/2006
B
Mississippi 10/30/2006
B
Arkansas 11/18/2014
IA
Mississippi 10/30/2006
B
California 11/18/2014
B
North Carolina 11/18/2014
B
Florida 10/2/2008
B
Tennessee 11/18/2014
B
Louisiana 12/4/2009
B
Texas 12/2/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BALLEW ADVISORS INC (CRD#:110522)
100 VISION DRIVE SUITE 325, JACKSON, MS 39211
Registered with this firm since 10/30/2006
B
BALLEW INVESTMENTS, INC. (CRD#:32028)
100 Vision Drive Suite 325, JACKSON, MS 39211
100 VISION DRIVE SUITE 325, JACKSON, MS 39211
Registered with this firm since 10/30/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.