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MATTHEW JAMES WISE
MATTHEW WISE
CRD#: 5199563
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10010 REGENCY CIR
OMAHA, NE 68114
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2013 (6 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 10/4/2022

B
Missouri 7/1/2021

B
Arizona 10/4/2023

B
Nebraska 4/24/2017

B
Arkansas 9/24/2024

IA
Nebraska 4/25/2017

B
California 9/5/2019

B
Nevada 11/23/2020

B
Colorado 1/19/2018

B
North Carolina 7/20/2022

B
Connecticut 1/19/2023

B
Ohio 4/24/2017

B
Delaware 7/17/2023

B
Oregon 12/7/2020

B
Florida 5/26/2021

B
Pennsylvania 5/14/2024

B
Hawaii 9/9/2022

B
South Carolina 3/15/2023

B
Illinois 10/19/2017

B
South Dakota 1/30/2019

B
Indiana 8/4/2022

B
Tennessee 2/8/2022

B
Iowa 4/24/2017

B
Texas 3/14/2018

B
Kansas 8/21/2018

IA
Texas 3/15/2018

B
Maryland 9/22/2020

B
Virgin Islands 7/12/2021

B
Massachusetts 5/13/2020

B
Virginia 9/15/2021

B
Michigan 5/4/2018

B
Wisconsin 4/1/2021

B
Minnesota 10/23/2019

B
Wyoming 11/13/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10010 REGENCY CIR, OMAHA, NE 68114
Registered with this firm since 4/25/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10010 REGENCY CIR, OMAHA, NE 68114
Registered with this firm since 4/24/2017

Previous Registration(s)
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IA
06/18/2014 - 04/21/2017 PNC INVESTMENTS (CRD#:129052) WILMINGTON, OH
B
06/18/2014 - 04/21/2017 PNC INVESTMENTS (CRD#:129052) WILMINGTON, OH
IA
03/21/2013 - 05/29/2014 LPL FINANCIAL LLC (CRD#:6413) CENTERVILLE, OH
B
03/20/2013 - 05/29/2014 LPL FINANCIAL LLC (CRD#:6413) CENTERVILLE, OH
IA
10/26/2006 - 02/25/2013 EDWARD JONES (CRD#:250) CENTERVILLE, OH
B
09/26/2006 - 02/25/2013 EDWARD JONES (CRD#:250) CENTERVILLE, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.