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JAMES MICHAEL NEWMAN
J. MICHAEL NEWMAN, JAMES NEWMAN, MIKE NEWMAN
CRD#: 5199531
IA
B
CAPITAL ANALYSTSCRD#: 162200 232 N. Second Street
Albemarle, NC 28001
Albemarle, NC 28001
LINCOLN INVESTMENTCRD#: 519 232 N SECOND STREET
ALBEMARLE, NC 28001
ALBEMARLE, NC 28001
0
Disclosures
17
Years of Experience
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State Registrations
B
Arkansas 3/10/2022
B
North Carolina 2/12/2008
B
Florida 4/10/2012
IA
North Carolina 2/12/2008
B
Georgia 9/22/2023
B
Ohio 4/21/2016
B
Iowa 9/22/2023
B
South Carolina 4/21/2016
B
Louisiana 9/22/2023
B
Texas 9/22/2023
B
Maryland 4/21/2016
B
Virginia 7/15/2009
B
Missouri 3/10/2022
SRO Registrations
B
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IA
Registered with this firm since 12/4/2015
IA
Registered with this firm since 2/12/2008
B
Registered with this firm since 2/12/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2007 - 05/15/2007 | GREENVILE, NC | |
B | 09/27/2006 - 05/15/2007 | GREENVILE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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