Individual Firm
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Alex E Matsumura
ALEX EUJI MATSUMURA
CRD#: 5198892
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 19500 PLUMMER STREET STE. G-1
NORTHRIDGE, CA 91324
NORTHRIDGE, CA 91324
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Disclosures
16
Years of Experience
View By:
State Registrations
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Alabama 7/2/2023
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Missouri 12/19/2018
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Arizona 2/16/2018
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Nevada 8/12/2021
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California 8/11/2017
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New Jersey 8/21/2017
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California 8/11/2017
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New York 1/17/2018
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District of Columbia 5/22/2020
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Ohio 5/6/2022
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Florida 5/5/2022
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Oklahoma 5/5/2022
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Georgia 3/14/2023
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Oregon 8/22/2019
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Idaho 1/3/2020
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Texas 9/26/2017
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Illinois 7/22/2024
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Texas 10/4/2017
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Indiana 10/30/2023
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Utah 10/26/2022
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Louisiana 1/6/2022
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Washington 10/26/2017
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Maryland 10/10/2023
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Washington 1/8/2018
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Minnesota 1/28/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/11/2017
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Registered with this firm since 8/11/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/15/2012 - 08/15/2017 | SIMI VALLEY, CA | |
B | 08/20/2012 - 08/15/2017 | SIMI VALLEY, CA | |
IA | 01/08/2010 - 11/04/2010 | PASADENA, CA | |
B | 01/08/2010 - 11/04/2010 | PASADENA, CA | |
IA | 12/24/2008 - 11/17/2009 | BURBANK, CA | |
B | 12/23/2008 - 11/17/2009 | BURBANK, CA | |
IA | 04/14/2008 - 01/07/2009 | BURBANK, CA | |
B | 04/04/2008 - 01/07/2009 | BURBANK, CA | |
B | 04/17/2007 - 04/04/2008 | CALABASAS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.