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ARLENE F LEON
ARLENE FRANCIS LEON, ARLENE LEON, ARLENE F OSE, ARLENE F. OSE, ARLENE FRANCIS OSE
CRD#: 5198450
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 CAPITOL MALL STE 1700
SACRAMENTO, CA 95814
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2015 - 2020 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2015 (<1 year)IAMORGAN STANLEY (CRD# 149777)2017 - 2020 (3 years)
License(s)

State Registrations

B
Alaska 12/10/2024

B
Missouri 12/10/2024

B
Arizona 12/10/2024

B
Montana 12/10/2024

B
Arkansas 12/10/2024

B
Nevada 12/10/2024

B
California 12/10/2024

B
New York 12/10/2024

IA
California 12/11/2024

B
North Carolina 12/10/2024

B
Colorado 12/10/2024

B
North Dakota 12/10/2024

B
Connecticut 12/10/2024

B
Ohio 12/10/2024

B
Delaware 12/10/2024

B
Oregon 12/10/2024

B
District of Columbia 12/10/2024

B
South Carolina 12/10/2024

B
Florida 12/10/2024

B
Tennessee 12/10/2024

B
Hawaii 12/10/2024

B
Texas 12/10/2024

B
Idaho 12/10/2024

IA
Texas 12/10/2024

B
Illinois 12/10/2024

B
Utah 12/10/2024

B
Maryland 12/10/2024

B
Virginia 12/10/2024

B
Massachusetts 12/10/2024

B
Washington 12/10/2024

B
Michigan 12/10/2024

B
Wisconsin 12/10/2024

B
Minnesota 12/10/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 CAPITOL MALL STE 1700, SACRAMENTO, CA 95814
Registered with this firm since 12/10/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 CAPITOL MALL STE 1700, SACRAMENTO, CA 95814
Registered with this firm since 12/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/12/2024 - 12/19/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) EL DORADO HILLS, CA
B
11/12/2024 - 12/19/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) EL DORADO HILLS, CA
IA
07/14/2020 - 11/22/2024 WELLS FARGO ADVISORS (CRD#:19616) SACRAMENTO, CA
B
07/14/2020 - 11/22/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
IA
01/03/2017 - 07/16/2020 MORGAN STANLEY (CRD#:149777) SACRAMENTO, CA
B
09/23/2015 - 07/16/2020 MORGAN STANLEY (CRD#:149777) SACRAMENTO, CA
B
07/27/2015 - 09/24/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.