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Shana LeAnn Lesch
SHANA L LESCH, SHANA LEANN LESCH, Shana Lesch
CRD#: 5195706
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2015 (5 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2021 - Present (3 years)IABRIO FINANCIAL GROUP (CRD# 289889)2020 - 2020 (<1 year)IAEP WEALTH ADVISORS (CRD# 111147)2019 - 2020 (<1 year)IAPERSONAL FINANCIAL CONSULTANTS... (CRD# 26440)2018 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 4/5/2022

B
Missouri 4/5/2022

B
Alaska 4/5/2022

B
Montana 4/5/2022

B
Arizona 6/21/2022

B
Nebraska 4/5/2022

B
Arkansas 4/5/2022

B
Nevada 4/5/2022

IA
California 5/26/2021

B
New Hampshire 4/5/2022

B
California 4/5/2022

B
New Jersey 4/5/2022

B
Colorado 10/27/2021

B
New Mexico 4/5/2022

B
Connecticut 10/28/2021

B
New York 4/5/2022

B
Delaware 4/5/2022

B
North Carolina 4/5/2022

B
District of Columbia 10/27/2021

B
North Dakota 10/2/2023

B
Florida 10/27/2021

B
Ohio 4/6/2022

B
Georgia 4/5/2022

B
Oklahoma 4/5/2022

B
Hawaii 4/5/2022

B
Oregon 4/5/2022

B
Idaho 10/27/2021

B
Pennsylvania 4/5/2022

B
Illinois 4/5/2022

B
Puerto Rico 10/27/2021

B
Indiana 4/5/2022

B
Rhode Island 10/2/2023

B
Iowa 4/5/2022

B
South Carolina 4/5/2022

B
Kansas 4/5/2022

B
South Dakota 6/18/2024

B
Kentucky 4/5/2022

B
Tennessee 6/21/2022

B
Louisiana 10/27/2021

IA
Texas 10/29/2021

B
Maine 4/5/2022

B
Texas 4/5/2022

B
Maryland 10/27/2021

B
Utah 4/5/2022

B
Massachusetts 4/5/2022

B
Virginia 4/5/2022

B
Michigan 4/5/2022

B
Washington 4/5/2022

B
Minnesota 4/5/2022

B
West Virginia 4/5/2022

B
Mississippi 4/5/2022

B
Wisconsin 4/5/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 5/26/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 9/25/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/2020 - 08/17/2020 BRIO FINANCIAL GROUP (CRD#:289889) San Francisco, CA
IA
08/29/2019 - 02/14/2020 EP WEALTH ADVISORS (CRD#:111147) Lafayette, CA
IA
09/14/2018 - 09/06/2019 PERSONAL FINANCIAL CONSULTANTS, INC. (CRD#:26440) LAFAYETTE, CA
IA
09/28/2017 - 04/11/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
09/28/2017 - 04/11/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
07/01/2010 - 10/01/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
06/23/2010 - 10/01/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
03/21/2007 - 05/28/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN FRANCISCO, CA
B
03/21/2007 - 05/28/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN FRANCISCO, CA
IA
12/04/2006 - 01/17/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
B
10/17/2006 - 01/17/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
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Broker
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Disclosures
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