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SHANA L SELLERS-MCELROY
SHANA L SELLERS, SHANA SELLERS, SHANA L SELLERS MCELCROY
CRD#: 5194331
IA
B
MORGAN STANLEYCRD#: 149777 4380 Buckeye Lane
Suite 200
Beavercreek, OH 45440
Suite 200
Beavercreek, OH 45440
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 1/30/2019
B
Ohio 10/23/2018
B
Florida 2/1/2019
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Ohio 10/25/2018
B
Georgia 2/1/2019
B
Pennsylvania 10/25/2018
B
Illinois 2/1/2019
B
South Carolina 2/1/2019
B
Indiana 2/1/2019
B
Tennessee 2/1/2019
B
Iowa 2/1/2019
B
Texas 2/1/2019
B
Kentucky 2/1/2019
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Texas 2/4/2025
B
Michigan 2/1/2019
B
Vermont 2/1/2019
B
Minnesota 2/1/2019
B
Virginia 2/1/2019
B
Montana 7/3/2019
B
Washington 2/1/2019
B
New Jersey 2/1/2019
B
Wisconsin 10/7/2024
SRO Registrations
B
B
B
B
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Registered with this firm since 10/25/2018
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Registered with this firm since 10/23/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/25/2011 - 10/15/2018 | COLUMBUS, OH | |
IA | 06/01/2009 - 04/11/2011 | DUBLIN, OH | |
B | 06/01/2009 - 04/11/2011 | DUBLIN, OH | |
IA | 02/06/2009 - 06/01/2009 | DUBLIN, OH | |
B | 02/03/2009 - 06/01/2009 | DUBLIN, OH | |
IA | 01/07/2008 - 12/23/2008 | COLUMBUS, OH | |
B | 12/05/2007 - 12/23/2008 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.