• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Gloria Infante
Gloria Marie Infante
CRD#: 5193847
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2100 El Camino Real
Palo Alto, CA 94306
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2019 (9 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2019 - 2023 (4 years)
License(s)

State Registrations

B
Alabama 4/3/2024

B
Nebraska 4/3/2024

B
Alaska 4/3/2024

B
Nevada 9/29/2023

B
Arizona 9/29/2023

B
New Hampshire 4/3/2024

B
Arkansas 4/3/2024

B
New Jersey 4/3/2024

IA
California 7/29/2019

B
New Mexico 4/3/2024

B
California 9/29/2023

B
New York 4/3/2024

B
Colorado 9/29/2023

B
North Carolina 9/29/2023

B
Connecticut 4/3/2024

B
North Dakota 4/3/2024

B
Delaware 4/3/2024

B
Ohio 9/29/2023

B
District of Columbia 4/3/2024

B
Oklahoma 9/29/2023

B
Florida 9/29/2023

B
Oregon 9/29/2023

B
Georgia 4/3/2024

B
Pennsylvania 9/29/2023

B
Hawaii 4/3/2024

B
Puerto Rico 4/3/2024

B
Idaho 9/29/2023

B
Rhode Island 4/3/2024

B
Illinois 9/29/2023

B
South Carolina 4/3/2024

B
Indiana 4/3/2024

B
South Dakota 4/3/2024

B
Iowa 9/29/2023

B
Tennessee 4/3/2024

B
Kansas 4/3/2024

B
Texas 9/29/2023

B
Kentucky 4/3/2024

IA
Texas 4/4/2024

B
Louisiana 4/3/2024

B
Utah 9/29/2023

B
Maine 4/3/2024

B
Vermont 4/3/2024

B
Maryland 4/3/2024

B
Virgin Islands 4/3/2024

B
Massachusetts 9/29/2023

B
Virginia 4/3/2024

B
Michigan 9/29/2023

B
Washington 9/29/2023

B
Minnesota 4/3/2024

B
West Virginia 4/3/2024

B
Mississippi 4/3/2024

B
Wisconsin 9/29/2023

B
Missouri 9/29/2023

B
Wyoming 4/3/2024

B
Montana 4/3/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 3/8/2024

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 7/26/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2100 El Camino Real, Palo Alto, CA 94306
Registered with this firm since 9/29/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/26/2019 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Palo Alto, CA
IA
10/23/2009 - 07/29/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
10/23/2009 - 07/29/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
IA
11/02/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PALO ALTO, CA
B
09/27/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PALO ALTO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.