Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ERICA M SOLAS
CRD#: 5193678
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 801 LAUREL OAK DR
NAPLES, FL 34108
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 801 LAUREL OAK DR
FL 2
NAPLES, FL 34108
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2021 (7 years)2 FIRMS2021 - Present (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 2/17/2021
B
Montana 4/9/2021
B
Alaska 4/9/2021
B
Nebraska 4/9/2021
B
Arizona 4/9/2021
B
Nevada 2/17/2021
B
Arkansas 4/9/2021
B
New Hampshire 4/9/2021
B
California 2/17/2021
B
New Jersey 2/17/2021
B
Colorado 4/9/2021
B
New Mexico 4/9/2021
B
Connecticut 2/17/2021
B
New York 2/17/2021
B
Delaware 2/17/2021
B
North Carolina 2/17/2021
B
District of Columbia 2/17/2021
B
North Dakota 4/9/2021
B
Florida 2/17/2021
B
Ohio 2/17/2021
IA
Florida 2/17/2021
B
Oklahoma 4/9/2021
B
Georgia 2/17/2021
B
Oregon 2/17/2021
B
Hawaii 4/9/2021
B
Pennsylvania 2/17/2021
B
Idaho 4/9/2021
B
Puerto Rico 4/9/2021
B
Illinois 4/9/2021
B
Rhode Island 2/17/2021
B
Indiana 2/17/2021
B
South Carolina 2/17/2021
B
Iowa 4/9/2021
B
South Dakota 4/9/2021
B
Kansas 4/9/2021
B
Tennessee 2/17/2021
B
Kentucky 2/17/2021
B
Texas 4/9/2021
B
Louisiana 4/9/2021
B
Utah 4/9/2021
B
Maine 4/9/2021
B
Vermont 2/17/2021
B
Maryland 4/9/2021
B
Virgin Islands 4/9/2021
B
Massachusetts 2/17/2021
B
Virginia 2/17/2021
B
Michigan 2/17/2021
B
Washington 4/9/2021
B
Minnesota 4/9/2021
B
West Virginia 4/9/2021
B
Mississippi 4/9/2021
B
Wisconsin 4/9/2021
B
Missouri 2/17/2021
B
Wyoming 4/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
801 LAUREL OAK DR FL 2, NAPLES, FL 34108
NAPLES, FL
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
801 LAUREL OAK DR, NAPLES, FL 34108
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/24/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 09/20/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 10/23/2009 - 09/26/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPLES, FL
B
 10/23/2009 - 09/26/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPLES, FL
IA
 09/23/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NAPLES, FL
B
 01/19/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NAPLES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.