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RABINDER SINGH SEKHON
RABINDER SINGH SEKHORN
CRD#: 5192155
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LOS ANGELES, CA
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 LOS ANGELES, CA
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - Present (16 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2006 - 2009 (2 years)IACAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2007 - 2009 (1 year)
License(s)

State Registrations

B
California 2/2/2009

B
Indiana 2/2/2009

IA
California 2/4/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
LOS ANGELES, CA
Registered with this firm since 2/4/2009

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
LOS ANGELES, CA
Registered with this firm since 2/2/2009

Previous Registration(s)
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IA
10/02/2007 - 02/03/2009 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) LOS ANGELES, CA
B
10/16/2006 - 02/03/2009 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.