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Detailed Report
DAVID L ELLIS
CRD#: 5191888
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 2202 N. Westshore Blvd., Suite 200
Tampa, FL 33607
Registration History
20062008201020122014201620182020202220242026IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2020 - Present (4 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2007 - Present (17 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2006 - 2007 (1 year)
License(s)

State Registrations

B
Florida 10/9/2007
IA
Florida 9/14/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
2202 N. Westshore Blvd., Suite 200, Tampa, FL 33607
Registered with this firm since 9/14/2020
B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
2202 N. Westshore Blvd., Suite 200, Tampa, FL 33607
Registered with this firm since 10/9/2007
Previous Registration(s)
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B
 09/22/2006 - 10/09/2007 ING FINANCIAL ADVISERS, LLC (CRD#:34815) LARGO, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.