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Detailed Report
Christopher Marshall Woods
CRD#: 5190836
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 2429 Military Road
Niagara Falls, NY 14304
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)IAKEY INVESTMENT SERVICES LLC (CRD# 136300)2021 - Present (4 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - Present (8 years)BM&T SECURITIES, INC. (CRD# 17358)2016 - 2016 (<1 year)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2012 - 2016 (3 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (<1 year)
License(s)

State Registrations

B
California 10/1/2021
B
New York 7/13/2016
B
Florida 7/27/2020
IA
New York 3/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
2429 Military Road, Niagara Falls, NY 14304
Registered with this firm since 3/26/2021
B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
2429 Military Road, Niagara Falls, NY 14304
Registered with this firm since 7/11/2016
Previous Registration(s)
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B
 04/13/2016 - 04/25/2016 M&T SECURITIES, INC. (CRD#:17358) NIAGARA FALLS, NY
B
 07/11/2012 - 02/26/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) NIAGARA FALLS, NY
IA
 09/30/2010 - 07/11/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) WILLIAMSVILLE, NY
B
 09/27/2010 - 07/11/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) WILLIAMSVILLE, NY
IA
 08/20/2007 - 03/08/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MESA, AZ
B
 08/15/2007 - 03/08/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MESA, AZ
B
 10/10/2006 - 07/26/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.