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STEPHEN T MCPHERSON
STEPHEN MCPHERSON
CRD#: 5190646
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 North Middletown, NJ
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2022 (10 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2011 (4 years)IAAMERIVEST INVESTMENT MANAGEMEN... (CRD# 111514)2014 - 2015 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2009 - 2011 (2 years)
License(s)

State Registrations

B
New Jersey 10/14/2022

IA
New Jersey 10/14/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
North Middletown, NJ
Registered with this firm since 10/14/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
North Middletown, NJ
Registered with this firm since 10/14/2022

Previous Registration(s)
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IA
07/29/2021 - 09/15/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Jersey City, NJ
IA
10/06/2011 - 09/15/2022 TD AMERITRADE, INC. (CRD#:7870) JERSEY CITY, NJ
B
07/27/2021 - 09/15/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
10/06/2011 - 09/15/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
10/14/2014 - 04/14/2015 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) JERSEY CITY, NJ
IA
01/08/2009 - 09/21/2011 STRATEGIC ADVISERS, INC. (CRD#:104555) SHREWSBURY, NJ
B
12/13/2006 - 09/20/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SHREWSBURY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.