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Jason Klein
JASON JOHN KLEIN, JASON KLEIN, Jason J Klein
CRD#: 5190157
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2255 Glades Rd Ste 324A, Floor 3
Boca Raton, FL 33431
Registration History
200620082010201220142016201820202022202420262 FIRMS2024 - 2024 (<1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2025 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2007 - 2015 (7 years)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)2006 - 2007 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2012 (3 years)
License(s)

State Registrations

B
Alabama 3/25/2025

B
Nebraska 3/25/2025

B
Alaska 3/25/2025

B
Nevada 3/25/2025

B
Arizona 3/25/2025

B
New Hampshire 3/25/2025

B
Arkansas 3/25/2025

B
New Jersey 3/25/2025

B
California 3/25/2025

B
New Mexico 3/25/2025

B
Colorado 3/25/2025

B
New York 3/25/2025

B
Connecticut 3/25/2025

B
North Carolina 3/25/2025

B
Delaware 3/25/2025

B
North Dakota 3/25/2025

B
District of Columbia 3/25/2025

B
Ohio 3/26/2025

B
Florida 3/25/2025

B
Oklahoma 3/25/2025

IA
Florida 3/26/2025

B
Oregon 3/25/2025

B
Georgia 3/25/2025

B
Pennsylvania 3/25/2025

B
Hawaii 3/25/2025

B
Puerto Rico 3/25/2025

B
Idaho 3/25/2025

B
Rhode Island 3/25/2025

B
Illinois 3/25/2025

B
South Carolina 3/25/2025

B
Indiana 3/25/2025

B
South Dakota 3/25/2025

B
Iowa 3/25/2025

B
Tennessee 3/25/2025

B
Kansas 3/25/2025

B
Texas 3/25/2025

B
Kentucky 3/25/2025

IA
Texas 3/25/2025

B
Louisiana 3/25/2025

B
Utah 3/25/2025

B
Maine 3/25/2025

B
Vermont 3/25/2025

B
Maryland 3/25/2025

B
Virgin Islands 3/25/2025

B
Massachusetts 3/25/2025

B
Virginia 3/25/2025

B
Michigan 3/25/2025

B
Washington 3/25/2025

B
Minnesota 3/25/2025

B
West Virginia 3/25/2025

B
Mississippi 3/25/2025

B
Wisconsin 3/25/2025

B
Missouri 3/25/2025

B
Wyoming 3/25/2025

B
Montana 3/25/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE National, Inc.

B
NYSE Texas, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2255 Glades Rd Ste 324A, Floor 3, Boca Raton, FL 33431
Registered with this firm since 3/25/2025

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2255 Glades Rd Ste 324A, Floor 3, Boca Raton, FL 33431
Registered with this firm since 3/25/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/08/2024 - 12/13/2024 FARTHER (CRD#:302050) Boynton Beach, FL
IA
02/23/2024 - 03/05/2024 GLADSTONE WEALTH PARTNERS (CRD#:250787) Purchase, NY
IA
06/07/2021 - 02/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW CANAAN, CT
B
06/07/2021 - 02/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW CANAAN, CT
IA
06/26/2017 - 06/01/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DARIEN, CT
B
06/23/2017 - 06/01/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DARIEN, CT
IA
07/21/2015 - 06/26/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
B
05/18/2015 - 06/26/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
B
06/13/2007 - 05/08/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
IA
01/23/2009 - 12/31/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
B
09/06/2006 - 02/27/2007 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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