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Nathan M Lieb
NATHAN LIEB, Nathan Michael Lieb
CRD#: 5190102
IA
B
EDWARD JONESCRD#: 250 Saxon Square
6600 SYLVANIA AVE A3
SYLVANIA, OH 43560
6600 SYLVANIA AVE A3
SYLVANIA, OH 43560
0
Disclosures
14
Years of Experience
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State Registrations
B
Alabama 8/9/2024
B
Ohio 8/9/2024
B
Florida 8/9/2024
IA
Ohio 8/9/2024
B
Illinois 8/9/2024
B
Pennsylvania 8/9/2024
B
Michigan 8/9/2024
B
South Carolina 9/23/2024
B
New Mexico 8/9/2024
B
Texas 8/9/2024
B
New York 8/9/2024
IA
Texas 8/9/2024
B
North Carolina 8/9/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/9/2024
B
Registered with this firm since 8/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2016 - 08/21/2024 | Sylvania, OH | |
B | 06/28/2016 - 08/21/2024 | Sylvania, OH | |
IA | 01/13/2015 - 06/13/2016 | FINDLAY, OH | |
B | 01/13/2015 - 06/13/2016 | FINDLAY, OH | |
IA | 07/02/2010 - 12/04/2014 | ANN ARBOR, MI | |
B | 02/23/2010 - 12/04/2014 | ANN ARBOR, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.