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EDMOND JOSEPH VAKLYES III
JOE VAKLYES
CRD#: 5187244
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1640 E Main Street
Waukesha, WI 53186
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1640 E Main Street
Waukesha, WI 53186
Registration History
20062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (11 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2009 - Present (15 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2006 - 2009 (3 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2011 - 2014 (2 years)
License(s)

State Registrations

B
Arizona 8/23/2013

B
Nevada 1/24/2024

B
California 10/31/2011

B
New York 4/10/2012

B
Colorado 1/4/2011

B
Oregon 7/9/2013

B
Florida 8/25/2010

B
Tennessee 8/21/2014

B
Illinois 1/3/2012

B
Virginia 1/16/2018

B
Indiana 8/30/2017

B
Wisconsin 11/25/2009

B
Iowa 4/22/2020

IA
Wisconsin 1/21/2014

B
Kentucky 7/31/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1640 E Main Street, Waukesha, WI 53186
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1640 E Main Street, Waukesha, WI 53186
Registered with this firm since 11/25/2009

Previous Registration(s)
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IA
08/25/2011 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WAUKESHA, WI
B
08/18/2006 - 12/09/2009 SIGNATOR INVESTORS, INC. (CRD#:468) ELM GROVE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.