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Detailed Report
DANIEL J HORYZA
DANIEL J HARYZA
CRD#: 5186020
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 14850 North Scottsdale Road
Suite 600
Scottsdale, AZ 85254
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2011 (4 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 2/9/2012
B
Montana 9/23/2011
B
Alaska 12/5/2011
B
Nebraska 9/24/2012
B
Arizona 9/23/2011
B
Nevada 2/9/2012
IA
Arizona 1/24/2018
B
New Hampshire 11/30/2017
B
Arkansas 9/24/2012
B
New Jersey 2/9/2012
B
California 9/23/2011
B
New Mexico 2/9/2012
B
Colorado 2/9/2012
B
New York 2/9/2012
B
Connecticut 6/28/2016
B
North Carolina 8/28/2012
B
Delaware 9/24/2012
B
North Dakota 9/23/2011
B
District of Columbia 9/23/2011
B
Ohio 2/10/2012
B
Florida 9/23/2011
B
Oklahoma 2/9/2012
B
Georgia 4/4/2012
B
Oregon 4/4/2012
B
Hawaii 2/9/2012
B
Pennsylvania 9/24/2012
B
Idaho 6/28/2016
B
South Carolina 9/24/2012
B
Illinois 2/9/2012
B
South Dakota 2/9/2012
B
Indiana 4/4/2012
B
Tennessee 3/7/2016
B
Iowa 9/23/2011
B
Texas 4/4/2012
B
Kansas 2/9/2012
IA
Texas 4/5/2012
B
Kentucky 2/9/2012
B
Utah 2/9/2012
B
Louisiana 11/30/2017
B
Vermont 4/10/2015
B
Maine 2/9/2012
B
Virgin Islands 6/28/2016
B
Maryland 9/24/2012
B
Virginia 4/4/2012
B
Massachusetts 2/9/2012
B
Washington 2/9/2012
B
Michigan 9/24/2012
B
West Virginia 11/30/2017
B
Minnesota 9/23/2011
B
Wisconsin 9/23/2011
IA
Minnesota 11/19/2013
IA
Wisconsin 9/26/2011
B
Mississippi 9/24/2012
B
Wyoming 9/23/2011
B
Missouri 9/24/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 9/26/2011
B
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 9/23/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/28/2008 - 09/27/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINNEAPOLIS, MN
B
 04/09/2007 - 09/27/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.