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RHEA R ARONHALT
RHEA RENAE CLEMMONS
CRD#: 5185773
IA
B
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 1605 MARTHA BERRY BOULEVARD NW
ROME, GA 30165
ROME, GA 30165
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 10/18/2013
B
Missouri 12/21/2023
B
California 10/18/2013
B
New York 10/18/2013
B
Connecticut 2/28/2024
B
North Carolina 10/18/2013
B
District of Columbia 9/10/2019
B
Ohio 12/22/2023
B
Florida 10/18/2013
B
Oregon 10/27/2014
B
Georgia 10/18/2013
B
Pennsylvania 10/18/2013
IA
Georgia 10/22/2013
B
South Carolina 10/18/2013
B
Indiana 10/18/2013
B
Tennessee 11/13/2013
B
Maine 7/21/2016
B
Texas 10/18/2013
B
Maryland 1/6/2023
B
Virginia 10/18/2013
B
Massachusetts 10/18/2013
B
West Virginia 10/18/2013
B
Mississippi 9/15/2022
B
Wisconsin 10/18/2013
SRO Registrations
B
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Registered with this firm since 10/22/2013
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Registered with this firm since 10/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 10/21/2013 | ROME, GA | |
B | 01/01/2008 - 10/21/2013 | ROME, GA | |
B | 07/09/2007 - 01/03/2008 | ROME, GA | |
IA | 08/02/2007 - 01/01/2008 | ROME, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.