Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KAREN EUGENIA FIELDS
KAREN E BEANS, KAREN EUGENIA BEANS, KAREN FIELDS
CRD#: 5184956
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 2100 CLARENDON BOULEVARD
SUITE 511
ARLINGTON, VA 22201
Registration History
2008201020122014201620182020202220242026IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2017 - Present (8 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2011 - Present (14 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2008 - 2011 (2 years)
License(s)

State Registrations

B
Arizona 7/17/2018
B
New Mexico 2/14/2022
B
California 6/12/2019
B
New York 3/2/2022
B
Colorado 10/6/2020
IA
New York 10/11/2022
B
Connecticut 5/3/2023
B
North Carolina 1/10/2020
B
Delaware 1/2/2015
B
Pennsylvania 1/23/2019
B
District of Columbia 8/11/2011
B
South Carolina 8/6/2018
B
Florida 8/2/2018
B
Tennessee 5/23/2022
B
Georgia 6/12/2019
B
Texas 9/24/2018
B
Maryland 8/11/2011
IA
Texas 9/24/2018
B
Massachusetts 1/25/2022
B
Virginia 1/3/2011
B
Minnesota 5/3/2022
IA
Virginia 3/23/2017
B
Nevada 1/3/2023
B
Washington 4/10/2023
B
New Jersey 1/3/2023
B
West Virginia 6/14/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
2100 CLARENDON BOULEVARD SUITE 511, ARLINGTON, VA 22201
Registered with this firm since 3/23/2017
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
2100 CLARENDON BOULEVARD SUITE 511, ARLINGTON, VA 22201
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/19/2008 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) ARLINGTON, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.