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KERRY LYNNE ZIMM
KERRY L ZIMM
CRD#: 5184627
IA
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MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Suite 1900
Bellevue, WA 98004
0
Disclosures
17
Years of Experience
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State Registrations
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Alaska 9/18/2013
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Nevada 1/26/2016
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Arizona 3/23/2016
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New Hampshire 1/30/2024
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Arkansas 5/4/2022
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New Jersey 4/29/2019
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California 2/24/2016
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New Mexico 1/30/2020
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Colorado 1/23/2019
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New York 3/7/2016
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Connecticut 11/22/2013
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North Carolina 9/22/2016
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Delaware 2/5/2025
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North Dakota 3/4/2025
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District of Columbia 1/15/2025
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Ohio 4/30/2019
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Florida 3/23/2016
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Oklahoma 7/21/2015
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Georgia 7/21/2015
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Oregon 3/7/2016
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Hawaii 1/23/2019
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Pennsylvania 4/30/2019
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Idaho 5/17/2016
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South Carolina 1/19/2018
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Illinois 12/21/2016
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South Dakota 3/5/2025
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Indiana 11/13/2013
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Tennessee 4/28/2017
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Kentucky 1/15/2025
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Texas 3/23/2016
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Louisiana 1/13/2025
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Texas 5/5/2020
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Maryland 1/7/2020
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Utah 8/30/2016
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Massachusetts 4/29/2019
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Vermont 3/29/2023
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Michigan 3/22/2016
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Virginia 4/13/2016
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Minnesota 8/17/2022
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Washington 12/18/2012
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Mississippi 9/21/2016
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Washington 12/18/2012
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Missouri 4/30/2019
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Wisconsin 2/24/2022
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Montana 1/23/2019
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Wyoming 1/15/2025
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Nebraska 5/25/2021
SRO Registrations
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Registered with this firm since 12/18/2012
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Registered with this firm since 12/18/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/23/2011 - 09/06/2012 | WEEHAWKEN, NJ | |
B | 08/19/2011 - 09/06/2012 | WEEHAWKEN, NJ | |
IA | 06/01/2009 - 08/04/2011 | SEATTLE, WA | |
B | 06/01/2009 - 08/04/2011 | SEATTLE, WA | |
IA | 05/29/2007 - 06/01/2009 | SEATTLE, WA | |
B | 03/09/2007 - 06/01/2009 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.