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Detailed Report
Jacob Downing
JACOB LAWRENCE DOWNING, JACOB DOWNING
CRD#: 5184222
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Investment Adviser
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Previous Broker
CARY STREET PARTNERSCRD#: 128545 2820 Selwyn Avenue
Suite 525
Charlotte, NC 28209
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (2 years)IACARY STREET PARTNERS (CRD# 128545)2024 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2019 (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2009 (2 years)IAEXENCIAL WEALTH ADVISORS (CRD# 130475)2021 - 2024 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2011 - 2018 (6 years)
License(s)

State Registrations

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North Carolina 3/22/2024
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Texas 3/22/2024
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South Carolina 3/22/2024
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Virginia 3/22/2024
Current Registration(s)
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CARY STREET PARTNERS (CRD#:128545)
2820 Selwyn Avenue Suite 525, Charlotte, NC 28209
Registered with this firm since 3/22/2024
Previous Registration(s)
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 05/13/2021 - 04/01/2024 EXENCIAL WEALTH ADVISORS (CRD#:130475) Huntersville, NC
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 04/29/2019 - 05/12/2021 DIMENSIONAL FUND ADVISORS LP (CRD#:106482) CHARLOTTE, NC
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 04/29/2019 - 05/12/2021 DFA SECURITIES LLC (CRD#:10292) CHARLOTTE, NC
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 07/13/2018 - 04/04/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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 12/10/2010 - 04/01/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) HUNTERSVILLE, NC
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 12/21/2011 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) ORLAND PARK, IL
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 11/07/2006 - 10/05/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.