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CODY A MASON
CRD#: 5184163
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4001 NORTHWEST
DALLAS, TX 75225
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
Registration History
20062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - Present (18 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2008 - 2018 (10 years)
Disclosure(s)
View By:
3/21/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/12/2013

B
Michigan 7/19/2019

B
Arizona 11/29/2017

B
Nevada 8/29/2024

B
Arkansas 4/15/2011

B
New Jersey 5/22/2023

B
California 12/12/2013

B
New Mexico 3/21/2011

B
Colorado 12/12/2013

B
New York 12/12/2013

B
Connecticut 11/15/2023

B
North Carolina 12/16/2013

B
Florida 6/22/2010

B
Oklahoma 6/22/2010

B
Georgia 12/12/2013

B
Pennsylvania 10/9/2014

B
Illinois 2/1/2011

B
South Carolina 11/29/2017

B
Kansas 1/4/2012

B
Texas 10/4/2006

B
Kentucky 3/4/2022

IA
Texas 7/13/2018

B
Louisiana 11/12/2009

B
Utah 4/23/2020

B
Maryland 11/17/2020

B
Virginia 11/29/2017

B
Massachusetts 9/9/2024

B
Washington 12/12/2013

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4001 NORTHWEST, DALLAS, TX 75225
DALLAS, TX
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
DALLAS, TX
Registered with this firm since 9/29/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/08/2008 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.