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CAITLIN SIEG
CAITLIN CASSA SIEG
CRD#: 5182689
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 2/3/2015

B
Minnesota 1/6/2017

B
Colorado 1/6/2017

B
Missouri 1/6/2017

IA
Connecticut 10/16/2012

B
Montana 3/27/2023

B
Connecticut 11/25/2024

B
Nebraska 1/6/2017

B
District of Columbia 9/27/2021

B
New Jersey 10/17/2012

B
Florida 1/10/2013

B
New York 10/16/2012

IA
Florida 2/4/2025

B
North Carolina 4/12/2019

B
Georgia 5/30/2024

B
Ohio 12/5/2013

B
Hawaii 1/6/2017

B
Pennsylvania 1/10/2013

B
Illinois 2/21/2014

B
Puerto Rico 1/6/2017

IA
Illinois 1/4/2017

B
Rhode Island 4/30/2021

B
Indiana 1/6/2017

B
South Carolina 6/4/2015

B
Iowa 10/30/2019

IA
Texas 1/23/2013

B
Kansas 1/6/2017

B
Vermont 2/29/2016

B
Maine 5/15/2023

B
Virginia 12/19/2013

B
Massachusetts 10/16/2024

B
Wisconsin 1/6/2017

B
Michigan 1/6/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Barrington, IL
Registered with this firm since 10/16/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Barrington, IL
Registered with this firm since 8/20/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.