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AARON MICHAEL LAWRY
AARON LAWRY
CRD#: 5182134
IA
B
LPL FINANCIAL LLCCRD#: 6413 6750 CENTURY AVE
MIDDLETON, WI 53562
MIDDLETON, WI 53562
0
Disclosures
18
Years of Experience
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State Registrations
B
Arizona 1/28/2020
B
New York 7/12/2017
B
California 1/31/2013
B
North Carolina 2/15/2021
B
Florida 11/3/2022
B
Pennsylvania 1/6/2014
B
Illinois 6/14/2013
B
Washington 2/22/2018
B
Massachusetts 4/5/2024
B
Wisconsin 9/13/2012
B
Minnesota 1/28/2020
IA
Wisconsin 9/13/2012
B
Missouri 8/28/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 9/13/2012
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Registered with this firm since 9/13/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/07/2010 - 08/31/2012 | JANESVILLE, WI | |
B | 04/07/2010 - 08/31/2012 | JANESVILLE, WI | |
IA | 11/14/2006 - 04/01/2010 | VERONA, WI | |
B | 08/29/2006 - 04/01/2010 | VERONA, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.