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BRENDAN C TOONE
BRENDAN CHRISTOPHER TOONE
CRD#: 5181128
IA
B
MORGAN STANLEYCRD#: 149777 901 East Byrd Street
Suite 2000
Richmond, VA 23219
Suite 2000
Richmond, VA 23219
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 1/30/2024
B
Nevada 8/18/2017
B
Alaska 1/18/2024
B
New Hampshire 3/5/2024
B
Arizona 3/6/2018
B
New Jersey 8/18/2017
B
Arkansas 1/18/2024
B
New York 8/18/2017
B
California 9/7/2017
B
North Carolina 8/18/2017
B
Colorado 8/18/2017
B
Ohio 11/15/2017
B
Connecticut 1/18/2024
B
Oklahoma 1/10/2019
B
Delaware 8/18/2017
B
Oregon 9/22/2017
B
District of Columbia 8/18/2017
B
Pennsylvania 8/30/2017
B
Florida 8/18/2017
B
Rhode Island 1/7/2022
B
Georgia 8/25/2017
B
South Carolina 8/18/2017
B
Illinois 5/28/2019
B
Tennessee 9/15/2017
B
Indiana 1/23/2024
B
Texas 8/18/2017
B
Kentucky 5/28/2019
IA
Texas 8/18/2017
B
Louisiana 5/28/2019
B
Utah 7/9/2021
B
Maryland 8/18/2017
B
Vermont 1/26/2024
B
Massachusetts 8/18/2017
B
Virginia 8/18/2017
B
Michigan 5/28/2019
IA
Virginia 8/18/2017
B
Mississippi 3/6/2019
B
Washington 9/16/2021
B
Missouri 12/17/2021
B
West Virginia 5/28/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/18/2017
B
Registered with this firm since 8/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2016 - 08/24/2017 | RICHMOND, VA | |
B | 12/05/2016 - 08/24/2017 | RICHMOND, VA | |
IA | 11/13/2012 - 11/01/2016 | RICHMOND, VA | |
B | 11/13/2012 - 11/01/2016 | RICHMOND, VA | |
IA | 06/17/2008 - 02/16/2012 | COLONIAL HEIGHTS, VA | |
B | 04/04/2007 - 02/16/2012 | COLONIAL HEIGHTS, VA | |
B | 04/04/2007 - 07/09/2007 | RICHMOND, VA | |
B | 07/26/2006 - 03/21/2007 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.