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Registration History
20062008201020122014201620182020202220242026IALPL FINANCIAL LLC (CRD# 6413)2012 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (13 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2007 - 2011 (4 years)BWEBSTER INVESTMENT SERVICES, INC. (CRD# 46588)2007 - 2007 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2006 - 2007 (<1 year)
Disclosure(s)
View By:
1/2/2024
Customer Dispute
Pending
9/21/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/19/2016

B
New Jersey 9/26/2012

B
California 9/26/2012

B
New York 8/10/2016

B
Connecticut 10/11/2011

B
North Carolina 9/26/2012

IA
Connecticut 7/2/2012

B
Pennsylvania 9/26/2012

B
Delaware 10/18/2023

B
Rhode Island 6/22/2016

B
Florida 12/22/2011

B
South Carolina 9/26/2012

B
Georgia 9/26/2012

B
Vermont 5/14/2021

B
Massachusetts 9/26/2012

B
Virginia 9/21/2016

B
New Hampshire 1/23/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
145 HIGHLAND AVE, CHESHIRE, CT 06410
1151 S MAIN ST, CHESHIRE, CT 06410
Registered with this firm since 7/2/2012

B
LPL FINANCIAL LLC (CRD#:6413)
145 HIGHLAND AVE, CHESHIRE, CT 06410
1151 S MAIN ST, CHESHIRE, CT 06410
Registered with this firm since 10/11/2011

Previous Registration(s)
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B
02/13/2007 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHESHIRE, CT
B
01/03/2007 - 02/13/2007 WEBSTER INVESTMENT SERVICES, INC. (CRD#:46588) WILTON, CT
B
11/01/2006 - 01/09/2007 MML INVESTORS SERVICES, INC. (CRD#:10409) FARMINGTON, CT
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.