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TARA A. PARRY
TARA ALICE CARR, TARA ALICE PARRY
CRD#: 5177574
IA
B
WELLS FARGO ADVISORSCRD#: 19616 301 W NORTHERN LIGHTS BLVD STE 501
ANCHORAGE, AK 99503
ANCHORAGE, AK 99503
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alaska 6/30/2014
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New Jersey 3/21/2025
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Alaska 8/13/2014
B
New Mexico 6/30/2014
B
Arizona 6/30/2014
B
New York 3/21/2025
B
California 6/30/2014
B
North Carolina 6/30/2014
B
Colorado 9/20/2016
B
Ohio 3/24/2025
B
Connecticut 3/21/2025
B
Oregon 6/30/2014
B
Florida 1/9/2015
B
Pennsylvania 3/21/2025
B
Georgia 7/16/2014
B
South Carolina 7/22/2021
B
Hawaii 10/28/2024
B
South Dakota 8/26/2016
B
Idaho 6/30/2014
B
Texas 6/30/2014
B
Kentucky 9/23/2019
IA
Texas 7/2/2014
B
Louisiana 11/9/2020
B
Utah 2/8/2024
B
Massachusetts 12/13/2021
B
Virginia 6/30/2014
B
Minnesota 3/3/2016
B
Washington 6/30/2014
B
Montana 9/17/2018
B
Wisconsin 10/20/2016
SRO Registrations
B
B
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B
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Registered with this firm since 7/2/2014
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Registered with this firm since 6/30/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2011 - 07/09/2013 | ANCHORAGE, AK | |
B | 04/12/2007 - 07/09/2013 | ANCHORAGE, AK | |
B | 08/21/2006 - 10/19/2006 | ANCHORAGE, AK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.