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ROBERT SCOTT GINSBERG
BOB SCOTT GINSBERG
CRD#: 5177531
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 265 NORTH MAIN ST. STE 1
WALLINGFORD, CT 06492
Registration History
2008201020122014201620182020202220242 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
8/19/2020
Customer Dispute
Settled
4/29/2019
Customer Dispute
Settled
12/7/2017
Customer Dispute
Closed-No Action
11/21/2017
Customer Dispute
Settled
License(s)

State Registrations

B
California 7/8/2022

B
New Jersey 7/8/2022

B
Colorado 9/26/2022

B
New York 7/8/2022

B
Connecticut 7/8/2022

B
North Carolina 7/8/2022

IA
Connecticut 7/8/2022

B
Pennsylvania 7/8/2022

B
District of Columbia 7/8/2022

B
South Carolina 7/8/2022

B
Florida 7/8/2022

B
Tennessee 6/25/2024

B
Maryland 7/8/2022

IA
Texas 1/4/2024

B
Massachusetts 10/5/2022

B
Texas 1/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
265 NORTH MAIN ST. STE 1, WALLINGFORD, CT 06492
265 North Main St. Ste 1, Wallingford, CT 06492-3773
Registered with this firm since 7/8/2022

B
LPL FINANCIAL LLC (CRD#:6413)
265 NORTH MAIN ST. STE 1, WALLINGFORD, CT 06492
265 North Main St. Ste 1, Wallingford, CT 06492-3773
Registered with this firm since 7/8/2022

Previous Registration(s)
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IA
09/20/2016 - 07/12/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) WALLINGFORD, CT
B
09/20/2016 - 07/12/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) WALLINGFORD, CT
IA
06/23/2008 - 09/19/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) WALLINGFORD, CT
B
04/16/2008 - 09/19/2016 INVESTORS CAPITAL CORP. (CRD#:30613) WALLINGFORD, CT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.