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CRAIG EDWARD TOMASINO
CRD#: 5177021
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 500 EXCHANGE STREET
SUITE 1210
PROVIDENCE, RI 02903
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 11/11/2024

B
Nevada 10/28/2021

B
Alaska 11/15/2024

B
New Hampshire 11/11/2024

B
Arizona 11/15/2024

IA
New Jersey 11/13/2006

B
Arkansas 11/11/2024

B
New Jersey 11/11/2024

B
California 10/28/2021

B
New Mexico 11/15/2024

B
Colorado 11/15/2024

B
New York 11/15/2024

B
Connecticut 11/15/2024

B
North Carolina 1/24/2025

B
Delaware 11/15/2024

B
North Dakota 11/15/2024

B
District of Columbia 11/11/2024

B
Ohio 11/15/2024

B
Florida 6/30/2017

B
Oklahoma 11/11/2024

B
Georgia 11/15/2024

B
Oregon 11/11/2024

B
Hawaii 11/11/2024

B
Pennsylvania 11/11/2024

B
Idaho 11/15/2024

B
Puerto Rico 11/15/2024

B
Illinois 6/27/2017

IA
Rhode Island 8/6/2014

B
Indiana 10/28/2021

B
Rhode Island 11/15/2024

B
Iowa 11/15/2024

B
South Carolina 1/4/2023

B
Kansas 11/15/2024

B
South Dakota 11/11/2024

B
Kentucky 11/15/2024

B
Tennessee 10/28/2021

B
Louisiana 11/15/2024

B
Texas 11/15/2024

B
Maine 11/11/2024

B
Utah 11/11/2024

B
Maryland 11/11/2024

B
Vermont 11/11/2024

B
Massachusetts 11/11/2024

B
Virgin Islands 11/15/2024

B
Michigan 11/11/2024

B
Virginia 11/15/2024

B
Minnesota 11/15/2024

B
Washington 11/15/2024

B
Mississippi 11/15/2024

B
West Virginia 11/15/2024

B
Missouri 11/15/2024

B
Wisconsin 10/28/2021

B
Montana 11/11/2024

B
Wyoming 11/15/2024

B
Nebraska 11/11/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
500 EXCHANGE STREET SUITE 1210, PROVIDENCE, RI 02903
1 TOWER LANE-STE 1700 OAKBROOK TERRACE TOWER, OAKBROOK TERRACE, IL 60181
Registered with this firm since 11/13/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
500 EXCHANGE STREET SUITE 1210, PROVIDENCE, RI 02903
1 TOWER LANE-STE 1700 OAKBROOK TERRACE TOWER, OAKBROOK TERRACE, IL 60181
Registered with this firm since 9/26/2006

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.