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JOSEPH COCONATE
JOSEPH T COCONATE, JOSEPH Thomas COCONATE
CRD#: 5176753
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
201 S. BISCAYNE BLVD., 33rd FLOOR
MIAMI, FL 33131
201 S. BISCAYNE BLVD., 33rd FLOOR
MIAMI, FL 33131
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Disclosures
12
Years of Experience
View By:
State Registrations
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Arizona 3/5/2024
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New York 4/24/2025
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Florida 7/19/2022
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Pennsylvania 3/5/2024
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Florida 8/15/2022
SRO Registrations
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Registered with this firm since 8/15/2022
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Registered with this firm since 7/19/2022
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Registered with this firm since 7/19/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/12/2017 - 06/21/2022 | BOCA RATON, FL | |
IA | 02/23/2016 - 09/14/2017 | AVENTURA, FL | |
B | 02/23/2016 - 09/14/2017 | AVENTURA, FL | |
IA | 08/21/2013 - 12/28/2015 | MIAMI, FL | |
B | 08/12/2013 - 12/28/2015 | MIAMI, FL | |
B | 10/11/2006 - 03/14/2008 | CHICAGO, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.